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Single Mother Wins Investment Misconduct Arbitration
Philadelphia, PA (PRWeb) February 5, 2007 -- Catherine Humphrey-Bennett, attorney for Anapol Schwartz law firm recently obtained a six-figure settlement in an NASD arbitration case in favor of a single mother with three children who sustained heavy financial losses when her broker inappropriately churned and over-concentrated her account in technology securities.
"Brokers are obligated to carefully evaluate each client's investment goals to provide for adequate portfolio diversification," stated Humphrey-Bennett. "Concentration of a portfolio in any individual investment dramatically increases the risk of losses within that portfolio."
If a broker places the vast majority of a client's total investment holdings in one sector, and this sector declines significantly, the broker may be liable. Since all investors are unique, careful strategies must be used to properly diversify a portfolio. Failure to do so can result in liability when that portfolio sustains significant losses.
Attorneys Catherine Humphrey-Bennett, Joel Feldman, and Adam Green have obtained numerous awards and settlements on behalf of individual investors defrauded by their brokerage firms.
About Anapol Schwartz: Since 1977 Anapol Schwartz has been of the nation's preeminent law firms known for landmark verdicts and settlements and for providing clients with the highest level of personalized legal services. Eleven of Anapol Schwartz's lawyers have received jury verdicts in excess of $1 million. The firm specializes in maintaining its tradition of excellence in personal injury, medical malpractice, pharmaceutical, toxic tort, class actions, construction site accidents, products liability, automobile litigation, security/investment fraud, and employment litigation.
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The Best Way To Get The Right Mortgage
Are you thinking of buying a home? If so, then there are many things that you need to research first. For example, do you know what a mortgage is and do you know all the details of getting a mortgage? The more you know before you get into it, the easier the whole process will be for you.
Antony Mitchell Joins Imperial Finance & Trading, LLC as Chief Executive Officer
Imperial Finance & Trading, LLC is pleased to welcome Antony Mitchell as Chief Executive Officer. Mitchell will oversee the company's growth and development, aggressively pursuing all avenues of business development. He has already formed partnerships with an exclusive group of international financiers and hired an experienced executive team that will work closely with Mitchell to implement his vision for Imperial's future.
A Guide to Bad Credit Finance Options
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FrontLine Compliance President to Explain Advertising Missteps at ALI-ABA Investment Adviser Regulation Event
Former SEC and FINRA regulator to speak on advertising/marketing and referral relationships.
Master Poor Credit Mortgage Rates Concept
Master Poor Credit Mortgage Rates Concept
Choose a shorter debt consolidation mortgage loan
Choose a shorter debt consolidation mortgage loan
ENGLending.com Unveils Its Comprehensive New 13-point Guide, "Overcoming Mortgage Myths" to Debunk Mortgage Facts from Fiction
"Overcoming Mortgage Myths" is an easy-to-understand guide that clarifies general confusion about mortgages, and debunks common misconceptions.
How To Save Money On Your Mortgage
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Ethical Finance: Who Benefits From Our Spending?
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Companies With Cash Flow Problems Now Have a Solution With Creative Finance Options Through Account Receivable Finance, or Factoring
Cash flow problems due to business cycles can devastate undercapitalized companies and firms. Factoring provides a nice balance during a cash flow crunch that could otherwise lead to a stressful situation.
Investment Activity Eases From 2007 Peaks, Though Core Investors Remain Active by CB Richard Ellis
Details on investment activity and transactions for the first half of 2008 throughout Asia are now available, with mixed results. Demand has slowed from last year, but is still strong with core investors.
Mortgage after Bankruptcy - Bankruptcy Discharged Yesterday? Purchase a Home Today!
So you have been through a bankruptcy and surely have been
told to wait at least two years before applying for a home
loan. Waiting two long years without any guarantee of being
approved for a mortgage after bankruptcy can be
disheartening.
Personal Finance Budgeting - Retirement and the Future
Many wait until the age of 65 before finally deciding to retire. By the time that people do reach that age, the person may be too slow and will hardly be able to enjoy the benefits of all the years of service.
Mortgage Leads, View Before You Buy
If you are a loan officer or mortgage broker looking to purchase internet mortgage leads, you may want to start out with the lead companies that allow for you to view the leads before you make the decision to buy them.
Online Scheduling Software Solves Employee Labor Issues, Provides Immediate Return On Investment
Paper schedules too confusing? Microsoft Excel not up to the challenge? It is time to move to electronic scheduling! Resolution Software has completed their latest product, TimeForge.com, a revolutionary software product designed to reduce scheduling headaches and move management out from behind their desks and back into the business. Beta testing will begin soon, and all Beta users will receive a 6 month or 12 month subscription for free when the software is released.
